Everything is built. The v1 workflows from November are importable. The docs are written. The PIT is issued with all 142 scopes. What we need from you before we wire anything is simple — tell us where each system should live, what it should look like, and anything we're getting wrong. Read each day. Drop a comment. Approve, edit, or flag. We execute off your sign-off, not assumptions.
The reason 7 days is real: every one of these assets exists today. We're not writing them. We're configuring them to GWS's workflow and turning the switch.
Each day has what we'll do, why it matters to your practice, and the specific calls we need you to make before we connect anything. Drop a comment, mark it Approved / Edit / Concern, and we'll reflect your answers back in the execution plan.
Every one of these is a real link to a real rule or a real vendor control. If your compliance team wants to click through, they can.
GWS data moves across four systems (Redtail · Box · Pershing · My Genie/GHL). Here's the control on each layer and the regulatory anchor that governs it.
Every integration uses its own scoped credential. No cross-tenant reads architecturally possible. Vault-stored secrets, never in code.
Prompt-layer rules strip testimonials, outcome claims, and endorsements from any AI-generated public text. Disclaimers auto-appended.
Every recommendation validates against the 5 FINRA fields on file (Objective · Risk · Horizon · Liquidity · Speculation) before any output ships.
Full Supabase audit trail on every action, every document, every communication. FINRA/SEC-compliant retention.
Every AI action logged, attributable, and reviewable. Written supervisory procedures define the human-in-the-loop gates.
Every underlying vendor holds independent third-party certifications. Links go direct to their current attestation pages.
Incident response, breach notification, and third-party risk management aligned to the SEC cyber rules for advisers.
TLS 1.2+ on every external call. No unencrypted PII movement between systems. Certificate pinning on custodian feed.
One platform, one deployment, one operating model. This is the entire bill of goods GWS has running by end of the week.
When you're done going through the seven days, click below. We'll package your comments, approvals, edits, and concerns into a clean summary you can review, copy, or email straight back.
Copy this block and send it back, or email it to Bobby directly.